Premier Southwest Planning Group, LLC is an investment adviser licensed with the State of Arizona. Our policy is to respect our client’s personal information and maintain the highest level of confidentiality with regard to all information we collect regarding our clients.

We do not sell personal information about our clients to anyone. We will not share personal information about our clients with other companies unless we need to share the information in order to provide a product, service or quote that a client has requested. Unless we tell clients otherwise, these other companies do not have the right to use clients’ personal information obtained from our firms in any manner beyond what is required to provide the client’s requested product or service. Our firm limits the collection of personal information to what is necessary to administer our business and to deliver our products and services to our clients.

Information We Collect
Primarily, you provide us with a majority of the information we collect in the course of acting as your financial planner and/or investment advisor. Information collected may relate to your finances, employment and health as well as publicly available information about you. Listed below are a few examples of information we collect.

Information Collection Procedure
Personal information we collect about you might come from several different sources-examples of those sources are as follows:

Information We Disclose
We do reserve the right to disclose or report personal information in limited circumstances to third parties that require access to your personal information. The categories of nonpublic personal information that we collect from a client depend upon the scope of the client engagement. It will include suitability information about you and information about your investment holdings and transactions between you and third parties. It may include health information about you to the extent it is needed for the financial planning process.

In the normal course of business we may share your personal information with the following individuals and entities:

How we use this information:
We use this information to conduct business with you. At no time do we sell your information. And we share it only when it is necessary to conduct business with you.

Personally identifiable information about you will be maintained during the time you are a client, and for the required time thereafter that such records are required to be maintained by federal and state securities law.  After this required period of record retention, all such information will be destroyed.

Protection of Your Confidential Information
Our firms’ policies require that employees with access to confidential client information may not use or disclose the information except for business use. Access to client information is restricted to our employees, affiliates, representatives and agents with a business reason for access to such information. We safeguard information according to established security standards and procedures and train our employees and representatives to understand and comply with these protections.

Privacy Policy Changes
Premier Southwest Planning Group, LLC reserves the right to update and change our policies. If we do make any changes we will notify you in writing. In addition, you will be provided with the firms’ most current privacy policies at least annually.

How to Contact us with Privacy Questions
If you have any questions regarding our privacy policy, please contact us by:

Phone at (480)636-8620; or
E-Mail at bruce@pswplanning.com